Tuesday, April 21, 2015

Did the Julio-Claudians suffer from congenital heart defects?

A history resource article by  © 2015


Nude statue of Julius Caesar. Photographed
at The Musée du Louvre in Paris, France
by Mary Harrsch  © 2008
A recently published article, "Has the diagnosis of a stroke been overlooked in the symptoms of Julius Caesar", by Francesco M. Galassi and Hutan Ashrafian of Imperial College London, has generated quite a bit of interest both in the media and among historians.  As Julius Caesar has always been one of my research interests, I contacted Dr. Ashrafian and requested a copy of the full article, after reading a synopsis in the mainstream media.

In the article, I learned that the medical community has, in the past, relied on only two episodes of Caesar falling, one at Cordoba and another at Thapsus, along with ancient sources refering to Caesar as having the "falling sickness", as the basis for acceptance of the diagnosis of epilepsy.  Drs. Galassi and Ashrafian point out that an analysis of the symptoms indicates that cerebrovascular insults and stroke should be considered, especially in view of other behavioral symptoms reported by the ancient sources.

"Caesar also suffered from other symptoms including depression and personality changes (exampled by emotional lability when listening to a moving oration by Cicero), which may also be consistent with cerebrovascular disease." - Francesco M. Galassi,  Hutan Ashrafian, Has the diagnosis of a stroke been overlooked in the symptoms of Julius Caesar?, Neurological Sciences, March 2015

The researchers go on to point out that Caesar's father and great grandfather had both died suddenly without apparent cause.

"This has been explained by some in terms of SUDEP (sudden unexpected death in epilepsy); however, these events can be more readily associated with the cardiovascular complications of stroke episode or a lethal myocardial infarction. Even if Caesar participated in an active lifestyle and may have benefited from an environmental background of a Mediterranean diet, there is the added possibility of genetic predisposition towards cardiovascular disease." Francesco M. Galassi,  Hutan Ashrafian, Has the diagnosis of a stroke been overlooked in the symptoms of Julius Caesar?, Neurological Sciences, March 2015

I think the researchers make very important points but I thought it would be even more illuminating to examine a more extensive case history.  Since we don't have a lot of information about Caesar's symptoms in the ancient sources, I decided to examine the much more detailed information we have, thanks to Nicolaus of Damascus and Suetonius, about the health of Augustus, since he, too, was said to have the "falling sickness" and was a blood relative of Caesar.

Augustus as Pontifex Maximus (High Priest).
Photographed at the Palazzo Massimo venue
of the 
National Museum of Rome, Rome, Italy
by Mary Harrsch 
© 2009


Caesar had only two siblings, sisters, both named Julia.  Sadly, little is known about either Julia so we have no definitive health information about them.  Julia the Younger married Marcus Atius Balbus and had either three or two daughters (depending on which source you read).  Her second daughter named Atia married Gaius Octavius and bore him a son, Octavian (later called the emperor Augustus) and a daughter named Octavia the Younger.

We know from the ancient sources that Octavian, like Caesar, was thought to have the "falling sickness".  We also know that his sister, Octavia, was said to have "fainting episodes".

Although most women, including Octavia, were practically ignored by ancient historians, Aelius Donatus, in his Life of Virgil, recalls at least one of Octavia's "fainting episodes.

"...Virgil recited three whole books [of his Aeneid] for Augustus: the second, fourth, and sixth--this last out of his well-known affection for Octavia, who (being present at the recitation) is said to have fainted at the lines about her son, "… You shall be Marcellus" [Aen. 6.884]. Revived only with difficulty, she sent Virgil ten-thousand sesterces for each of the verses."

Marcellus was Octavia's son who had recently died suddenly at a very young age.  Although Octavia may have had a simple fainting episode due to her intense grief, the fact that she was "revived only with difficulty" points to a more serious underlying health issue.

So, we appear to have two siblings that both suffer periods of unconsciousness.

Augustus had only a single daughter, Julia.  Julia was first married  to her first cousin, Marcellus (Octavia's son by her first husband, Gaius Claudius Marcellus Minor). Marcellus died two years later and the union produced no children - probably very fortunate since the couple had parents on both sides with possible seizure issues).

Then Julia was married to Marcus Vipsanius Agrippa and bore five children. One of them, Vipsania Agrippina would become the mother of the Emperor Gaius (Caligula) when she married Germanicus, Octavia's grandson. (those afflicted family lines cross again!)

Marcus Vipsanius Agrippa. Photographed at
The Musée du Louvre in Paris, France by
Mary Harrsch © 2008
Octavia, Augustus' apparently afflicted sister, had two children with her second husband, Marc Antony - Antonia the Elder who became grandmother to the Emperor Nero, and Antonia the Younger who was mother to the Emperor Claudius, grandmother to the Emperor Gaius (Caligula) and the great-grandmother to the Emperor Nero.  The ancient sources refer to all of these Julio-Claudian emperors as having the "falling sickness".

Research has shown that heart defects like atrial septal defect, a hole between the two upper chambers of the heart, can be inherited by successive generations within a family group.  It has also been shown that such defects can be transmitted through multifactorial inheritance (just like epilepsy), not just simply through the Mendelian Law of Dominance, the expression of a dominant or combination of recessive genes.

"When the defect is determined by a single gene difference, the risk to the unborn can be predicted from the Mendelian laws and does not change with successive children, but in a multifactorial system, the risk to the unborn increases with the number of relatives affected." - James J. Nora, M.D., Dan G. McNamara, M.D., and F. Clarke Fraser, M.D., Ph.D., Hereditary Factors in Atrial Septal Defect, Circulation Vol. XXXV, March 1967.

The study referenced above focused on atrial septal defects because it is the most common congenital heart defect encountered in adults.  Untreated atrial septal defect in adults is characterized by shortness of breath with minimal exercise (because of lower than normal oxygen levels in the lungs), congestive heart failure, and/or cerebrovascular accident (stroke).

Atrial septal defect.  Image courtesy of Wikimedia Commons.
Stroke results in an individual with ASD when a blood clot forms in a vein, dislodges and enters the arterial system rather than traveling to the lungs as it would in an individual with a normal dividing wall (interatrial septum) between the two upper chambers of the heart. This can cause any phenomenon that is attributed to acute loss of blood to a portion of the body, including cerebrovascular accident (stroke), infarction of the spleen or intestines, or even a distal extremity (i.e., finger or toe).  This is known as a paradoxical embolus because the clot material paradoxically enters the arterial system instead of going to the lungs.

So, with a heart defect and associated cerebrovascular accidents in mind, let's see what Octavian's health history reveals.

Like Caesar, Octavian lost his father from unexplained sudden death at a relatively young age.  His father, like Caesar's father, also appeared to be physically robust just prior to sudden death.

Portrait head thought to be Gaius Octavius.
Image courtesy of Wikimedia Commons.
"Macedonia fell to his [Gaius Octavius'] lot at the end of his praetorship; on his way to the province, executing a special commission from the senate, he wiped out a band of runaway slaves, refugees from the armies of Spartacus and Catiline, who held possession of the country about Thurii.  In governing his province he showed equal justice and courage; for besides routing the Bessi and the other Thracians in a great battle, his treatment of our allies was such, that Marcus Cicero, in letters which are still in existence, urges and admonishes his brother Quintus, who at the time was serving as proconsular governor4 of Asia with no great credit to himself, to imitate his neighbour Octavius in winning the favour of our allies."

While returning from Macedonia, before he could declare himself a candidate for the consulship, he died suddenly..." - Suetonius, The Lives of the Caesars, The Life of Augustus, 3:1

We already know that Octavian's grandmother's father (Julius Caesar's father) suffered sudden unexplained death as did her great great grandfather.  We have no health history for his mother or his grandmother but we do know from modern research that heart defects are expressed more often in females than males so there is a strong possibility that his mother and/or his grandmother inherited some form of defect from their fathers.

 The degree of debilitation in Octavian's case, if caused by an inherited cardiac-related condition, was compounded by his own father's probable predisposition to a heart disorder as well as an inherited condition from Caesar's father through Caesar's sister to Octavian's mother, Atia.

Then, when we examine the symptoms recorded by Augustus' biographers, particularly Nicolaus of Damascus and Suetonius, we find numerous suggestions of a cardiac-related condition resulting in pathology from apparent cerebrovascular accidents.

At the age of 14, Octavian donned the toga virilis and was immediately elected to the college of priests because of the death of Lucius Domitius.  But contemporary biographer Nicolaus of Damascus reports that Octavian's mother, Atia, watched over him closely and took care of him as if he was still a child.

Preparations for a Roman ritual sacrifice depicted on Trajan's Column in Rome.
Photographed by Mary Harrsch.  © 2009.
"He entered the Forum, aged about fourteen, to put off the toga praetextata and assume the toga virilis, this being a token of his becoming registered as a man. Then while all the citizens looked upon him, because of his comeliness and very evidently noble descent, he sacrificed to the gods and was registered in the sacred college in place of Lucius Domitius, who had died. The people indeed had very eagerly elected him to this position. Accordingly, he performed the sacrifice, adorned with the toga virilis and at the same time the honors of a very high priestly office."

"Nevertheless, though he was registered as of age according to law, his mother would not let him leave the house other than as he did before, when he was a child, and she made him keep to the same mode of life and sleep in the same apartment as before. For he was of age only by law, and in other respects was taken care of as a child." - Nicolas of Damascus, Life of Augustus, 4.

This could be an example of a smothering parent but we see that Octavian also seemed to avoid climbing steep stairs:

"He went to the temples on the regular days, but after dark on account of his youthful charm, seeing that he attracted many women by his comeliness and high lineage; though often tempted by them he seems never to have been enticed. Not only did the watchful care of his mother, who guarded him and forbade his wandering, protect him, but he too was prudent now that he was advancing in age. During the Latin festival when the consuls had to ascend the Alban Mount to perform the customary sacrifices, the priests meanwhile succeeding to the jurisdiction of the consuls, Octavius sat on the Tribunal in the center of the forum." -  Nicolaus of Damascus, Life of Augustus, 4.

When Caesar returned from Egypt and Syria and was planning his African campaign in Libya, Octavian wanted to go with him.

Triumphs of Caesar by Andrea Mantegna, Italian, circa 1485-1494
"Caesar had by this time completed the wars in Europe, had conquered Pompey in Macedonia, had taken Egypt, had returned from Syria and the Euxine Sea, and was intending to advance in to Libya in order to put down what was left of war over there; and Octavius wanted to take the field with him in order that he might gain experience in the practice of war. But when he found that his mother Atia was opposed he said nothing by way of argument but remained at home. It was plain that Caesar, out of solicitude for them, did not wish him to take the field yet, lest he might bring on illness to a weak body through changing his mode of life and thus permanently injure his health. For this cause he took no part in the expedition. " - Nicolaus of Damascus, Life of Augustus, 6.

When Caesar returned from Africa, he asked Octavian to accompany him to many social functions including temple sacrifices, theater performances and banquets as if Octavian was his own son.  But again, Octavian was striken with serious illness:

 "Caesar wished Octavius to have the experience of directing the exhibition of theatrical productions (for there were two theaters, the one Roman, over which he himself had charge, and the other Greek). This he turned over to the care of Octavius. The latter, wishing to exhibit interest and benevolence in the matter, even on the hottest and longest days, never left his post before the end of the play; with the result that he fell ill, for he was young and unaccustomed to toil. Being very ill, every one felt considerable apprehension regarding him, lest a constitution such as his might suffer some mishap, and Caesar most of all. Accordingly, every day he either called himself and encouraged him or else sent friends to do so, and he kept physicians in continuous attendance. On one occasion word was brought to him while he was dining that Octavius was in a state of collapse and dangerously ill. He sprang up and ran barefooted to the place where the patient was, and in great anxiety and with great emotion questioned the physicians, and he sat down by the bedside himself. When Octavius' full recovery was brought about, he showed much joy." - Nicolaus of Damascus, Life of Augustus, 9.

When Caesar planned to go to Spain to engage the sons of his former rival Pompey, he tells Octavian, who is still weak, to join him when he is well enough.

"While Octavius was convalescent, still weak physically though entirely out of danger, Caesar had to take the field on an expedition in which he had previously the intention of taking the boy. This however he could not now do on account of his attack of sickness. Accordingly, he left him behind in the care of a number of persons who were to take particular charge of his mode of life; and giving orders that if Octavius should grow strong enough, he was to follow him, he went off to the war. The eldest son of Pompeius Magnus [Gnaeus Pompeius] had got together a great force in a short time, contrary to the expectations of everyone, with the intention of avenging his father's death, and, if possible, of retrieving his father's defeat. Octavius, left behind in Rome, in the first place gave his attention to gaining as much physical strength as possible, and soon he was sufficiently robust." -  Nicolaus of Damascus, Life of Augustus, 10.

However, when Octavian returns to Rome, his health still seems to be problematic and he seems to avoid physical exertion.

"Octavius lived soberly and in moderation; his friends know of something else about him that was remarkable. For an entire year at the very age at which youths, particularly those with wealth, are most wanton, he abstained from sexual gratification out of regard for both his voice and his strength." -  Nicolaus of Damascus, Life of Augustus, 15.

Assassination of Julius Caesar by William Holmes Sullivan (1836-1908).
When Caesar is assassinated, Octavian takes up the challenge to avenge his adopted father and assume his rightful place as heir to both Caesar's fortunes and ambitions.  But his health is still fragile.

At the battle of Mutina when Octavian's forces beseiged Decimus Brutus, one of the conspirators in the assassination of Caesar, Marc Antony claims " he took to flight and was not seen again until the next day, when he returned without his cloak and his horse."  Although this incident could have been a loss of nerve, his following actions do not support a lack of courage.

A Roman aquilifer carrying an eagle standard.
Image courtesy of Jorl Avlis © 2014


"but in that which followed all agree that he played the part not only a leader, but of a soldier as well, and that, in the thick of the fight, when the eagle-bearer of his legion was sorely wounded, he shouldered the eagle and carried it for some time. " - Suetonius, The Lives of the Caesars, The Life of Augustus, 10:1

Although Suetonius also claims Augustus did not lack the gift of speaking offhand without preparation, he points out that after the battle of Mutina the young Octavian never again addressed the people or soldiers without reading from a written manuscript.

"Even his conversations with individuals and the more important of those with his own wife Livia, he always wrote out and read from a note-book, for fear of saying too much or too little if he spoke offhand."  Suetonius, The Lives of the Caesars, The Life of Augustus, 84:1

Illness struck him down again at the battle of Philippi:

"Then, forming a league with Antony and Lepidus, he finished the war of Philippi also in two battles, although weakened by illness, being driven from his camp in the first battle and barely making his escape by fleeing to Antony's division." -  Suetonius, The Lives of the Caesars, The Life of Augustus, 13:1

Plutarch gives a more thorough description, indicating Octavian was so ill he had to be carried on a litter:

"And Octavius, as he himself tells us in his Commentaries, in consequence of a vision which visited one of his friends, Marcus Artorius, and ordered that Octavius should rise up from his bed and depart from the camp, barely succeeded in having himself carried forth, and was thought to have been slain.  For his litter, when empty, was pierced by the javelins and spears of his enemies."  Plutarch, Parallel Lives, Brutus, 41:7

During the subsequent Sicilian War with Pompey's son, Sextus, Suetonius records that Octavian appears to have suffered a catatonic episode:

"...he defeated Pompey between Mylae and Naulochus, though just before the battle he was suddenly held fast by so deep a sleep that his friends had to awaken him to give the signal.  And it was this, I think, that gave Antony opportunity for the taunt: 'He could not even look with steady eyes at the fleet when it was ready for battle, but lay in a stupor on his back, looking up at the sky, and did not rise or appear before the soldiers until the enemy's ships had been put to flight by Marcus Agrippa.' -  Suetonius, The Lives of the Caesars, The Life of Augustus, 16:1

Although this episode is first described as Octavian being in an unusually deep sleep, the symptoms in Antony's taunt are more illuminating, clearly describing the unresponsive Octavian on his back with his eyes open.  Catatonia has been observed in individuals suffering from focal neurologic lesions, including strokes.  There was no mention of any convulsive activity.  Furthermore, ministrokes can resolve without intervention.  If Octavian's condition was caused by a sudden vascular ischemic event that was not accompanied by edema or hemorrhage, it could resolve itself within minutes and he could become once more, apparently fully functional.

But, these repeated occurrences of neurological events would not be without behavioral consequences.  As time passes and Octavian assumes the ultimate position of power over the Roman Empire, Octavian, now called Augustus, appears fickle in his administration of justice - sometimes extremely lenient while at other times totally without compassion and stubbornly inflexible.  He also became subject to sudden outbursts of immoderate speech and outright brutality.

"While he was triumvir, Augustus incurred general detestation by many of his acts. For example, when he was addressing the soldiers and a throng of civilians had been admitted to the assembly, noticing that Pinarius, a Roman knight, was taking notes, he ordered that he be stabbed on the spot, thinking him an eavesdropper and a spy. Because Tedius Afer, consul elect, railed at some act of his in spiteful terms, he uttered such terrible threats that Afer committed suicide.  Again, when Quintus Gallius, a praetor, held some folded tablets under his robe as he was paying his respects, Augustus, suspecting that he had a sword concealed there, did not dare to make a search on the spot for fear it should turn out to be something else; but a little later he had Gallius hustled from the tribunal by some centurions and soldiers, tortured him as if he were a slave, and though he made no confession, ordered his execution, first tearing out the man's eyes with his own hand." -  Suetonius, The Lives of the Caesars, The Life of Augustus, 27:3

Loss of impulse control and the ability to interpret other people's behaviors have been documented in modern studies of individuals who have suffered frontal lobe brain injury.

Octavian, who initially opposed the proscriptions of his opponents (the seizing of their property that was often accompanied by their deaths) favored by his fellow triumvirs, Antony and Lepidus, enforced proscriptions with greater severity than either of his colleagues.

"For while they could oftentimes be moved by personal influence and entreaties, he alone was most insistent that no one should be spared, even adding to the list his guardian Gaius Toranius, who had also been the colleague of his father Octavius in the aedileship." -  Suetonius, The Lives of the Caesars, The Life of Augustus, 27:1

Inflexibility in decision making has also been observed in studies of individuals who have suffered lesions in their frontal lobes.

Later, Augustus also appears to have demonstrated a heightened xenophobic response.  He fiercely opposed the grant of citizenship to any foreign resident or former slave:

Roman slave medallion.  Photographed at
the National Museum of Rome in the
remains of the Terme di Diocleziano
(Baths of Diocletian), Rome, Italy by
Mary Harrsch.  © 2005
"Considering it also of great importance to keep the people pure and unsullied by any taint of foreign or servile blood, he was most wary of conferring Roman citizenship and set a limit to manumission. When Tiberius requested citizenship for a Grecian dependent of his, Augustus wrote in reply that he would not grant it unless the man appeared in person and convinced him that he had reasonable grounds for the request; and when Livia asked it for a Gaul from a tributary province, he refused, offering instead freedom from tribute, and declaring that he would more willingly suffer a loss to his privy purse than the prostitution of the honour of Roman citizenship.  Not content with making it difficult for slaves to acquire freedom, and still more so for them to attain full rights, by making careful provision as to the number, condition, and status of those who were manumitted, he added the proviso that no one who had ever been put in irons or tortured should acquire citizenship by any grade of freedom." - -  Suetonius, The Lives of the Caesars, The Life of Augustus, 40:3

When Rome suffered a grain shortage, Augustus ejected foreigners and slaves.

Once indeed in a time of great scarcity when it was difficult to find a remedy, he expelled from the city the slaves that were for sale, as well as the schools of gladiators, all foreigners with the exception of physicians and teachers, and a part of the household slaves; -  Suetonius, The Lives of the Caesars, The Life of Augustus, 42:3

Augustus also allowed superstition to rule much of his life.  Augustus would delay journeys, decisions or public addresses if it began to rain or he accidentally put the left shoe on first in the morning upon rising instead of the right, considering it a bad omen.

Increased paranoia has also been recorded in studies of brain injury.

Where as a young man, Octavian was sexually circumspect, as the years passed he became sexually wanton, so much so even Antony, no stranger to a promiscuous lifestyle, questioned the dramatic change in Octavian's behavior.
Portrait head thought to be Marc Antony from Egypt.
Photographed at the Brooklyn Museum in
Brooklyn, New York by Mary Harrsch  © 2014

"That he was given to adultery not even his friends deny, although it is true that they excuse it as committed not from passion but from policy, the more readily to get track of his adversaries' designs through the women of their households. Mark Antony charged him, besides his hasty marriage with Livia, with taking the wife of an ex-consul from her husband's dining-room before his very eyes into a bed-chamber, and bringing her back to the table with her hair in disorder and her ears glowing; that Scribonia was divorced because she expressed her resentment too freely at the excessive influence of a rival; that his friends acted as his panders, and stripped and inspected matrons and well-grown girls, as if Toranius the slave-dealer were putting them up for sale.  Antony also writes to Augustus himself in the following familiar terms, when he had not yet wholly broken with him privately or publicly: 'What has made such a change in you? Because I lie with the queen? She is my wife. Am I just beginning this, or was it nine years ago? What then of you — do you lie only with Drusilla? Good luck to you if when you read this letter you have not been with Tertulla or Terentilla or Rufilla or Salvia Titisenia, or all of them. Does it matter where or with whom you take your pleasure?'" -  Suetonius, The Lives of the Caesars, The Life of Augustus, 69:1

"Hypersexuality is a rare but well recognised sequela of brain injury . It has been defined as the subjective experience of loss of control over sexuality; and consists of increased need or intense pressure for sexual gratification." - PO Eghwrudjakpor,  AA Essien, Hypersexual Behavior Following Craniocerebral Trauma An Experience with Five Cases

In addition to behavioral aberrations, Augustus also developed physical impairments specific to one side of his body or the other.

"He was not very strong in his left hip, thigh, and leg, and even limped slightly at times; but he strengthened them by treatment with sand and reeds. He sometimes found the forefinger of his right hand so weak, when it was numb and shrunken with the cold, that he could hardly use it for writing even with the aid of a finger-stall of horn."  -  Suetonius, The Lives of the Caesars, The Life of Augustus, 80:1

Problems with weakness on his left side definitely point to a cerebrovascular event.  Even the disability of his right forefinger could be attributed to a paradoxical embolus.

Augustus continued to be ravaged by illness throughout his life even though, amazingly, he micromanaged Rome's burgeoning empire and presided over a period of great prosperity that has become known as the Pax Romana.

"It chanced that at the time of the games which he had vowed to give in the circus, he was taken ill and headed the sacred procession lying in a litter;"   -  Suetonius, The Lives of the Caesars, The Life of Augustus, 43:5

"He was sometimes absent for several hours, and now and then for whole days, making his excuses and appointing presiding officers to take his place. " -  Suetonius, The Lives of the Caesars, The Life of Augustus, 45:1

"In the course of his life he suffered from several severe and dangerous illnesses, especially after the subjugation of Cantabria [about age 44], when he was in such a desperate plight from abscesses of the liver, that he was forced to submit to an unprecedented and hazardous course of treatment. Since hot fomentations gave him no relief, he was led by the advice of his physician Antonius Musa to try cold ones." Suetonius, The Lives of the Caesars, The Life of Augustus, 81:1

Could the "abscesses of the liver" actually be an infarction of the spleen or intestines from a paradoxical embolism?

The severity of the illness Augustus suffered after the Cantabrian war is hinted at indirectly when Suetonius points out that Augustus wrote thirteen books of his autobiography describing the events of his life up to the Cantabrian war but no farther.  Did he simply get tired of writing or couldn't he remember key experiences or the order in which the experiences occurred after that event?

"...studies suggest that patients with lateral PFC [prefrontal cortex] damage, especially to the DLPFC [dorsolateral prefrontal cortex], are unable to organize learned information to facilitate their recall. It has been proposed that most of these deficits result from a failure of the PFC to inhibit unwanted information or to select among competing memories. As a result, recently activated memories can interfere with the ability to retrieve more distant memories (Shimamura et al., 1995 and Warrington and Weiskrantz, 1974)." - Sara M. Szczepanski, Robert T. Knight, Insights into Human Behavior from Lesions to the Prefrontal Cortex

"He experienced also some disorders which recurred every year at definite times; for he was commonly ailing just before his birthday [23 September]; and at the beginning of spring he was troubled with an enlargement of the diaphragm, and when the wind was in the south, with catarrh [excess mucus] Hence his constitution was so weakened that he could not readily endure either cold or heat." Suetonius, The Lives of the Caesars, The Life of Augustus, 81:2

Of course everyone's life is littered with illness to some degree.  But, I think Augustus clearly represents an individual with a recurring pattern of overall physical weakness indicative of a vascular deficit combined with symptoms of cerebrovascular accident.

In Summary:

We began our evaluation of Augustus' health with the consideration of a pedigree including multiple ancestors on his mother's side and his father who suffered sudden unexplained death.  We find a childhood plagued with prolonged illness that made him so physically weak that his activities had to be curtailed.  We have evidence he avoided stairs and sexual activity in early adulthood when his hormones would have been at their peak.

We read reports of unexplained disappearances and what appears to be a serious loss of short term memory, continued severe weakness that required him to be carried on a litter and even an episode of catatonia.

Then we learn about changes in his behavior that included loss of impulse control, loss of the ability to interpret other people's behavior accurately, changes in sexual behavior, heightened paranoia as expressed in increased xenophobia and superstition and inconsistent decision making.

We also know from the historical record that other descendants of Augustus' mother appeared to have suffered serious physical and/or neurological issues, including the emperors Gaius (Caligula), Nero and Claudius as well as Claudius' son, Britannicus.

In a 1958 study, A. Esser describes the routes a condition subject to multifactorial inheritance could take in the Julio-Claudians.  It was quoted in an article published in October 2004 by Epilepsy & Behavior.  Although he was discussing epilepsy, the same routes could be followed by congenital heart defects like atrial septal defect.

"Esser had provided interesting blood connections between the three members of the Julio-Claudian family with seizures: (1) Julius Caesar, (2) Caligula, and (3) Britannicus. Julius' sister Julia is the ancestor of both Caligula and Britannicus. There were three major blood streams to Caligula. The first is through Julius' sister, Julia, to Atia, Octavianus (Augustus), to (another) Julia, Agrippina Major, and finally to Caligula. The second is also through Octavianus but then to Drusus I and Germanicus to Caligula. The third is also through sister Julia and Atia, but then to Octavia minor, to Antonia Minor, to Germanicus, and finally to Caligula. The latter Antonia Minor also provides one of the paths to Britannicus through Claudius, his father. The second path to Britannicus is also through Octavia Minor, through Antonia Major to Domita Lepida, to Messalina, and finally to Britannicus. These complex paths would argue for a recessive mode of inheritance. In the latter paths both Octavianus and his sister Octavia Minor are grandchildren of Julius Caesar's sister. Octavianus had a problem with “deep sleep” and his sister, Octavia Minor, with “fainting attacks,” but nothing more is known about these symptoms to qualify them as definite epileptic phenomena. The “fainting attacks” of Octavia minor, however, are suspicious for possible seizure phenomena." - John R. Hughes, Dictator Perpetuus: Julius Caesar - Did he have seizures? If so, what was the etiology?, Epilepsy & Behavior, Vol 5, Issue 5, October 2004.

Although seizures may have occured, especially in view of increased brain damage with each stroke episode, I believe the ancient sources provide enough symptoms consistent with cardiac dysfunction and related cerebral accidents to support Drs. Galassi and Ashrafian in their proposal that cardiac dysfunction and stroke eventually produced the physical and psychological changes expressed in Julius Caesar (and Augustus).

References:

Galassi, F., & Ashrafian, H. (2015). Has the diagnosis of a stroke been overlooked in the symptoms of Julius Caesar? Neurological Sciences.

Cawthorne, T. (1958). Julius Cæsar and the Falling Sickness. Proceedings of the Royal Society of Medicine, 51(1), 27-30.

Hughes, J. (2004). Dictator Perpetuus: Julius Caesar?Did He Have Seizures? If So, What Was The Etiology? Epilepsy & Behavior, 5(5), 756-764.

Nora, J., Mcnamara, D., & Fraser, F. (1967). Hereditary Factors in Atrial Septal Defect. Circulation, XXXV, 448-456. Retrieved April 20, 2015.

American Journal of Neuroradiology (Focal Neurologic Deficit)

Szczepanski, S., & Knight, R. (2014). Insights into Human Behavior from Lesions to the Prefrontal Cortex. Neuron, 83(5), 1002–1018.

Fowler, M., & McCabe, P. C. (2011). Traumatic brain injury and personality change. Bethesda: Retrieved from http://search.proquest.com/docview/867665184?accountid=14698

Eghwrudjakpor, P., & Essien, A. (2008). Hypersexual Behavior Following Craniocerebral Trauma An Experience with Five Cases. The Libyan Journal of Medicine, 3(4), 192–194. doi:10.4176/080908

Catalan J, Singh A. Hypersexuality revisited. Journal of Foresnsic Psychiatry and Psychology. 1995;6(2):255–258.

Suetonius, G. (n.d.). The Life of Augustus. The Lives of the Caesars.

Suetonius, G. (n.d.). The Life of Nero. The Lives of the Caesars.

Nicolas of Damascus. (n.d.). The Life of Augustus.

Donatus, A. (n.d.). Life of Virgil.

Plutarch, L. (n.d.). Brutus. Parallel Lives.

Wednesday, April 8, 2015

Review: "Avenger of Rome" by Douglas Jackson

A history resource article by  © 2015

As the third novel in Jackson's "Hero of Rome" series opens, we find Gaius Valerius Verrens, Hero of Rome, has not escaped the clutches of the depraved emperor Nero.  The praetorian prefect killed at the end of "Defender of Rome" has been replaced by an even more vicious creature named Tigellinus.

Tigellinus was a real historical personality known for his cruelty and for gaining imperial favor by arranging the emperor's notorious debaucheries. To a man like Tigellinus, a courageous warrior like Gaius Valerius Verrens posed a threat to Tigellinus' ambitious plans to assume more and more of the emperor's power.  So, threatening Valerius' physically fragile sister, Tigellinus gets Valerius to agree to a mission to travel to Antioch and report on the loyalty of Gnaeus Domitius Corbulo, Rome's most accomplished general and even more of a potential threat to Nero's power base than Valerius.

The journey, further complicated by the presence of Corbulo's daughter, Domitia, is a suspense-filled endeavor that requires Valerius to battle Illyrian pirates and an unforgiving desert.

When he finally reaches Antioch, he finds a wary Corbulo surrounded by outwardly hostile officers that do not trust him and suspect he has been sent by Nero to assassinate their beloved commander.

Little by little Valerius redeems himself in their eyes and when Corbulo gathers his legions to repulse a Parthian incursion lead by the "king of kings", Vologases I, Valerius is appointed to lead auxiliary cavalry on a dangerous "behind the lines" mission that will mean ultimate Roman victory or death to the last man of Corbulo's combined army.

Coin of Vologaces I.  Image courtesy of Wikimedia Commons.


Once again Jackson has crafted a thrilling narrative that compels the reader to attack each chapter in anticipation as Verrens survives one nearly fatal encounter after the next.  His characters, from the wise but fiercely disciplined Corbulo to the courageous but fatally flawed young tribune, Tiberius, vibrantly bring the eastern Roman Empire, with its multicultural challenges, to life, with Valerius and his trusted companion and former gladiator, Serpentius, at the forefront of the action.

Furthermore, Jackson demonstrates his mastery of both Roman and Parthian battle tactics as he orchestrates, what would have been, if it had actually occurred, one of the greatest Roman victories ever achieved against overwhelming odds.

Parthian infantryman.  Image courtesy of
Wikimedia Commons.

In history, Corbulo, with his command of four legions (III Gallica, V Macedonica, VI Ferrata, and the newly-arrived XV Apollinaris) invaded Armenia in 63 CE to defend the reigning client king of Armenia.  It is thought that Vologases and his brother Tiridates, who claimed to be the rightful heir to the throne of Armenia, thought that a war could not be won over such a force.  Corbulo, too, was convinced that fighting such a war would have been arduous in the moutainous country of the region. So, before the armies came to blows, a treaty was negotiated.  The Parthians agreed to let the Roman emperor appoint the king of Armenia and Tiridates laid down his crown and traveled to Rome where Nero replaced it upon his brow with Rome's blessing.
 
Jackson imagines how the avoided war would have unfolded and compresses the timeline by three years to combine Corbulo's victory with his ultimate historically documented fate.

Obviously, I highly recommend "Avenger of Rome" and am anxious to begin the next installment in the series, "Sword of Rome".

Tuesday, March 3, 2015

Review: Defender of Rome by Douglas Jackson

A historical fiction review by  © 2015

Gaius Valerius Verrens has returned to Rome after surviving the brutal Boudiccan Revolt in Britain.  Although his emperor, Nero, has bestowed upon him the corona aurea, pronouncing him a hero of Rome, Valerius finds Nero's court filled with treacherous, ambitious men who consider him a threat to their dreams of power.  He also finds his sister on the brink of death from a lingering illness and his father strangely distant.  All he wants is to return to the legions now that he has been fitted with a walnut fist to replace the hand taken from him in payment for his life by the woman he once loved and an Iceni nobleman he once called friend.

But Nero is a creature of perverted fascinations and toys with Valerius, hoping to add a hero of Rome to his stable of conquests.  So, Valerius spends his days retraining to become a left-handed swordsman in a local gladiator school, hoping to somehow convince the emperor to reward him with a new military posting instead.

One day, a summons arrives and Valerius is astonished to learn from the Praetorian Prefect that he has been assigned the task of finding the hiding place of Petras, a follower of a crucified Judean rebel called Christus.
The 1st century CE Roman Emperor Nero
Photographed at the Capitoline Museum in
Rome, Italy by Mary Harrsch © 2005

Mr. Jackson had told me the second book was quite a bit different from the first book in the series, so at this point I had reservations about the direction the story was going.  I had bonded with the warrior protagonist in the first book and I certainly didn't want him transformed into some meek pacifist.  But, as it turns out, I didn't need to worry about that.  Valerius' pursuit of Petras becomes a tense cat and mouse game complicated by the efforts of the powerful Praetorian Prefect and his nasty henchman to spy on Valerius so they can stay one step ahead of him and ultimately capture Petras themselves to garner any laurels that are to be had from Nero and hopefully destroy Valerius in the process.

Their betrayal is not the only forces working against Valerius either.  During his investigations he discovers his old neighbor and tutor, Seneca, has designs on Valerius and his family's estates as well.

As the search progresses, Valerius inadvertently reveals some highly placed members of the Christus cult and he is horrified to witness Nero's disposal of the cult members in a gruesome orgy of slashing teeth and seering flame.  Valerius begins to loathe his assignment, but is threatened with the destruction of his entire family if he does not continue.

Nero's torches by Henryk Siemiradzki

Historical note - Faustus Cornelius Sulla Felix, a descendant of the famous Roman general, Lucius Cornelius Sulla, was executed by Nero in 62 CE, although he was cut down by assassins sent by Tigellinus at dinner, not in the way described in Jackson's story.  He was also not a beautiful, golden-haired youth but gray and balding at the time of his death.  It is said that Nero would tease the remains of the ill-fated Sulla's head, as the head was kept in the palace for a time,  despite the fact that Sulla had been married to the Emperor Claudius' daughter and Sulla's grandmother was a niece of Augustus, making him officially a member of the Julio-Claudian dynasty.

Also, at one point in the narrative, Valerius becomes aware of the torture of a patrician noblewoman thought to be conspiring with the Christus sect.  The woman is being held in the deepest recesses of the Praetorian's prison and, although such clandestine torture did occur, torture was not typically used against Roman citizens, especially the elite, in the early Imperial Period.  The protection of Roman citizens against pre-condemnation torture was essentially assured by the lex Julia de vi publica, passed into law during the Republican period.  This protection was not significantly eroded until the Severan Period.

"Whereas only slaves could be tortured as suspects about their own crimes, the basic rule remained constant, at least from Augustus to Hadrian, albeit abused in maiestas inquisitions, that no free Roman citizen should be tortured before condemnation" - Janne Pölönen, Plebians and Repression of Crime in the Roman Empire: From Torture of Convicts to Torture of Suspects 

 Finally, Nero threatens to kill Valerius and all of the Judeans in Rome if he does not capture Petras within ten days.  The taut climax is every bit as exciting and ultimately gratifying as Valerius' courageous defense of the Temple of Claudius in the first novel.

Once again I highly recommend this book, the second in the series.  Jackson's characterizations are absolutely vivid. His Nero made my skin crawl.  Likewise, Jackson's action sequences are perfectly choreographed to keep the reader in excruciating suspense until the last moment and the plot twists keep you guessing until the final pages.  I am so hooked on Jackson's "Hero of Rome" that I have already begun book three, Avenger of Rome!

Thursday, February 19, 2015

Did Claudius die accidentally of poison mushrooms or marital treachery?


A history resource article by  © 2015

Bust of the Roman Emperor Claudius
Photographed at the Museo Archaeologico
Nazionale di Napoli in Naples, Italy
by Mary Harrsch © 2007
Note: This is a crosspost of an article originally posted to my other historical blog "History's Medical Mysteries".

"He ate and drank in excess regularly, rarely leaving his dining room until he was "stuffed and soaked". This caused him to gain considerable weight in later years and produced heartburn so severe that it is reported that he contemplated suicide as his only means of relief."

Thus begins a study to determine what may have caused the Roman Emperor Claudius' death as a clinical exercise at a 2001 clinical pathologists' conference at the University of Maryland School of Medicine. Each year, a team of practicing pathologists and historical consultants select a famous individual from the past whose manner of death remains speculative and attempts to derive a definitive cause of death.

Claudius' case is examined by Drs. William A. Balente, MD, Richard J. A. Talbert, PhD, Judith P. Hallett, PhD and Philip K. Mackowiak, MD.

The researchers continue:

"Born prematurely after only 7 months of gestation, he suffered from a succession of disorders including milk allergy, malaria, measles, deafness, and colitis. He suffered from weakness in both legs to the extent that he noticeably limped and could not walk more than a short distance without assistance. He had longstanding tics and jerks of his head and hands, as well as a stammer and drooling, which were most pronounced when he was excited. He was also prone to fits of inappropriate laughter."

Claudius cowers behind a curtain after the murder of his younger brother,  the
Roman emperor Gaius (Caligula) Caesar.  He is astonished when the Praetorian
Guard declare him Emperor instead of murdering him as well.  "A Roman
Emperor AD 41" by Sir Lawrence Alma-Tadema courtesy of Wikimedia.
"A physical examination revealed that his temperature was normal butt his abdomen was mildly tender throughout."

"An attending physician induced additional vomiting by placing a feather in the back of the patient's throat. Shortly thereafter, the emperor became confused and exhibited signs of unremitting abdominal pain and fecal incontinence. He died 12 hours later."

Was it a case of the "cure" being worse than the disease? (PDF of original article reprinted with permission)

Although the team ends up suspecting that a particular variant of mushroom was a contributor to Claudius' death, surprisingly, the researchers point to Claudius' existing physical disabilities as the reason the episode is ultimately fatal.  In fact, the researchers suspect if Claudius had not be otherwise impaired, the assassination attempt probably would have failed.

I found Dr. Valente's  discussion of possible causes of Claudius' long list of physical defects to be most interesting.  He eventually arrives at a conclusion that Claudius suffered from congenital dystonia caused by abnormal basal ganglia - brain cells interconnected with the cerebral cortex, thalamus, and brainstem - the result of an extremely premature birth. Typical of this disorder, Claudius suffered from a twisting of the foot, involuntary cranial and cervical muscle contractions, an inability to control salivation at times and hypertrophy of the neck muscles as seen in some of his portrait sculptures.  Claudius' excellent cognitive function, however, enabled the researchers to eliminate a number of other conditions.



Fluorosis a problem in ancient Palmyra and Herculaneum

A history resource article by  © 2015

The great archway leading to the grand collonade in Roman Palmyra.  Image
courtesy of Wikimedia Commons.
Note: This is a crosspost from my blog "History's Medical Mysteries".

A study suggests Palmyra's waters may have been ruinous in the end for the city's inhabitants. Palmyra, today, is a World Heritage Site, a designation bestowed by the United Nation Educational, Scientific and Cultural Organization in 1998. About 140 miles southeast of Damascus, the trading town known as Tadmor (also spelled Tadmur) to the ancients, later Palmyra, had been a center of trading since around 2000 B.C.E. But the town really bustled during the Roman Empire, and was filled with magnificent buildings throughout the 1st and 2nd century, beginning with the reign of Roman emperor Hadrian in 129 A.D.

Hadrian renamed the oasis town "Palmyra Hadriana." Modest guys, those Roman emperors. The city's wealth faded with the decline of Roman influence in ancient Syria.

Starting in 1990, Japanese archaeologists began excavating the southeast necropolis of Palmyra and examined remains from the Roman era. Despite Palmyra's prosperity, "skeletal remains uncovered from the underground tombs of Palmyra have been found to retain an arthropathy of the joints, especially in the knee joint, bone fracture, marked bone lipping, spur formation, and eburnation (smoothed bone cavities)," reports the team led by Kiyohide Saito of the Archaeological Institute of Kashihara in the Journal of Archaeological Science.

Funerary Portrait of Yarkhai, Son of Ogga and Balya his Daughter
from Palmyra in Roman Syria 150-200 CE Limestone.  Photographed at the
Portland (Oregon) Art Museum by Mary Harrsch © 2012.
Fluoride in small concentrations is thought to deter microbes that cause tooth decay, the reason why about 66% of public water supplies in the United States are now fluoridated, according to the federal Centers for Disease Control and Prevention. But the Palmyrans' symptoms, along with discolored teeth, point to "fluorosis," a skeletal and enamel-damaging syndrome caused by ingesting too much fluoride over a long time, the researchers note. Looking at two large tombs for example, 25 of 33 individuals (76%) had discolored teeth in one, and 45 out of 65 (69%) had discolored teeth in the other.

Palmyrans drank, and still drink, water from wells tapped from ground water by long tunnels called "qanats" (an excellent Scrabble word). The area's geology and water table has been stable for about 7000 years, meaning water conditions now aren't greatly different from those during Roman times. In a bid to estimate the fluoride burden suffered by the town's ancient inhabitants, the researchers analyzed the water from these wells. Fluoride levels were as high as three parts per million in the water, a level that a National Academy of Sciences report in March warned could lead to fluorosis.

Archaeologists also ground up seven discolored teeth from tomb inhabitants, and compared them to seven others without discoloration, to reveal their fluoride concentration. In a chemical reaction, fluoride tends to replace some calcium in tooth enamel, making overexposure to fluoride particularly worrisome for children with growing teeth and bones. The ground-up teeth revealed that in the most discolored ones, about 22% of the calcium had been replaced by fluoride. "Thus, it was possible to directly verify that the ancient inhabitants of Palmyra did suffer from fluorosis," they conclude.

Update, 2/19/2015:

Vesuvius still hovers threateningly over the remains
of Herculaneum near Naples, Italy.
Photo by Mary Harrsch © 2007.
In 1981 when skeletal remains of victims of the Vesuvius eruption were found in the boat chambers on the shore of Herculaneum, researchers were provided with another opportunity to study dental conditions of Roman residents in a different ancient setting. In The Lancet, researchers Gino Fornaciari, M. Rognini and M. Torino reported finding only 3.8% of teeth recovered from 41 adults and 12 children damaged from tooth decay.

"This percentage is very low for both modern and ancient populations, in which values were between 8.5%, as in classic Magna Graecia and 11.4%, as in Roman Britain," the researchers stated.

However, the researchers also discovered a high percentage of individuals with calcium-deficient tooth enamel - a condition often resulting from starvation at an early age but also found in well nourished individuals suffering from fluorosis.

"To elucidate this hypothesis, we examined thin sections of permanent teeth enamel (first molar) from 8 individuals found in the Herculaneum arches site and from a present-day patient from Pisa without evidence of fluorosis, as control," the researchers explained, "Enamel was analysed by energy dispersion system (EDS) with an SEM (Jeol) 6400 connected to a microanalysis system (EDS) (Noran-Tracor) with a detection of Z-MAX 30. Enamel fluorine concentrations were greater than 10-fold higher than normal (1500-3600 parts per million [ppm]) were recorded in 6 individuals."

Skeletal remains of 32 victims awaiting evacuation in the boat chambers of
Herculaneum.  Image courtesy of Tom Huesing via Flickr.
However, the condition was not found uniformly throughout all individuals in the sample and no fluorine was found in soil samples. But, researchers did find a strong concentration of fluorine in the water-bearing stratum of Herculaneum (3-8 mg/mL), with a calculated intake of 11.4-19.0 mg a day per person at the time of the volcanic eruption.

Researchers concluded that some of the sampled remains may have been visitors to the area, since the Roman aristocracy maintained vacation villas in the area.



Roman Archaeology Timeline